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FREE CHECKLIST DOWNLOAD
Three Common Triggers for a Dept of Labor Audit
Avoid 3 Costly Mistakes in Your Sponsored Plan: Department of Labor and IRS Penalties in All-time High. Review these three boxes on your Form 5500 now. 
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In This Free 3 Page Checklist, I’ll Show You…
  •  What three things on your Form 5500 that are often overlooked that can trigger an audit.

  • ​A detailed explanation of each of the items and what they mean to you as someone who signs off on the sponsored plan.

  • How these triggers are often overlooked and how to potentially resolve them.

  • ​Where these items are reported on your actual Form 5500.

Hi! I'm Scott Davis...
I'm a Financial Advisor with Provident Oak Financial.

This Checklist (part of my 8 step PHASE Process for Plan Sponsors) contains the three most overlooked areas in the From 5500 that raise red flags with the Department of Labor and can trigger an audit. 

With it, you have a quick and simple checklist to review your own Form 5500 and have more tools at your disposal. Use and enjoy! 
The Checklist is only a click away... 
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Disclaimer: This information was developed as a general guide to educate plan sponsors, but is not intended as authoritative guidance or tax or legal advice. Each plan has unique requirements, and you should consult your attorney or tax advisor for guidance on your specific situation. In no way does advisor assure that, by using the information provided, plan sponsor will be in compliance with ERISA regulations.

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